Do you share stock tips on YouTube, Telegram, or WhatsApp? Then you must know what a Registered Research Analyst (RA) is. In India, SEBI (the stock market regulator) has special rules for people who give stock-related advice. If you are not following these rules, SEBI can take action against you.…
Are you giving stock advice and not sure if you’re following the law? Or maybe you want to start a career in helping others with investments but don’t know how? Then you need to understand Registered Investment Advisors (IA). Learn how Lawyer Vikas Gupta, a SEBI expert lawyer, can help…
Getting a penalty or disciplinary notice from SEBI can feel scary. But don’t panic. With the right steps and legal help, you can protect yourself and your business. This guide is for investment advisors, research analysts, traders, or financial influencers. Our trusted expert, Lawyer Vikas Gupta, can help you at…
If you have received a Show Cause Notice (SCN) from SEBI, don’t panic. It is a warning, not a final punishment. But you must act smartly and quickly. In this blog, we will explain everything in very simple words. You will also learn how Lawyer Vikas Gupta can help you…
If you run an advisory firm in India, it’s very important to follow SEBI rules. SEBI stands for Securities and Exchange Board of India. It makes sure that all companies giving investment advice follow fair rules. Not following these rules can get your license cancelled. That’s where Lawyer Vikas Gupta…
Legal Risks of Advisory Chats WhatsApp groups are very popular in India. Many people use them to share stock market tips, trade calls, and advice. But did you know that giving stock tips on WhatsApp without proper SEBI registration can get you into legal trouble? Yes, it’s true! This blog…
Differences Between SEBI IA and RA Registration – Explained by a Lawyer Are you confused about the difference between SEBI IA and RA registration? Don’t worry! This guide will explain it in a simple way. We will help you understand both types of SEBI registrations: Investment Adviser (IA) and Research…
SEBI Rules You Must Know Do you follow financial influencers on YouTube, Instagram, or Twitter? Do you watch traders giving tips about stocks, mutual funds, or crypto? You might have wondered: “Is this legal?” In India, the Securities and Exchange Board of India (SEBI) has made rules to protect investors…
